Cornell Journal of Law and Public Policy
Spring 2000
Book Review
*685 REVIEW
ESSAY: OF DISSENT AND DISCRETION
Glenn Harlan Reynolds [FNd1]
Copyright © 2000 Cornell
University; Glenn Harlan Reynolds
Jury Nullification: The Evolution of a
Doctrine. By Clay S. Conrad. [FNdd1] Durham: Carolina Academic Press, 1998. Pp. 311. ISBN: 0890897026
INTRODUCTION
They tried to kill my brother. After beating a man whom they had picked at
random and leaving him in a parking lot, my brother's attackers were fleeing
the scene. They piled into a Honda
Accord and started the engine. My
brother, along with several of his friends, saw them and gave chase. More brave than sensible, my brother placed himself in front of
the car to block their escape. "Run
the motherfucker down," one of the car's occupants reportedly said. And that's what they did, though miraculously
my brother escaped without serious injury.
Witnesses got the license number, and
eventually the case came to trial.
Though guilt was clearly established, both by eyewitness testimony and a
confession, my brother's tormentors never did any jail time. They were put on the street by people who
didn't think that aggravated assault and attempted murder were a reason for
these young men - one of them the son of an executive at a prominent local
company - to go to jail. Jury
nullification? Oh, no. It was a plea bargain by prosecutors approved
by a judge who tried to talk my brother out of bringing the case at all. "It's pretty hard to put people in jail
in this state," a downtown criminal lawyer told me, "as long as there
are no drugs involved."
I mention this bit of recent family history
not because it is unusual, but because it is not. Every day, in courtrooms around the nation,
cases like this end with the defendants being placed on probation, sent into
diversion programs, or - perhaps most commonly - not prosecuted at all. At every stage up to the trial, state actors
have discretion to drop prosecution, reduce the charges, or approve probation
or diversion. That discretion *686
is almost entirely unreviewable. It is
also almost entirely without remark or inquiry.
Had my brother's case made it to a jury, a conviction would have been
likely. The prosecutor and judge, however,
apparently felt that justice would not be served by sending the son of a local
business leader - even one with prior offenses on his record - off to
jail. Yet strangely enough, the notion
that a jury might have discretion to make the same kind of judgment appears
shocking, even un-American, to many.
Jurors are unaccountable, after all (though prosecutors and judges are
not especially accountable either, and are also shielded by absolute immunity).
[FN1]
Historically, this trust of prosecutors and
judges over jurors is a relatively recent innovation, and it may not be
entirely merited. Despite all the famous
cases of alleged juror nullification, it is "prosecutorial
nullification" - more commonly known as "prosecutorial
discretion" - that plays the greatest part in keeping malefactors out of
jail. Given that both kinds of
nullification exist, which is more likely to constitute an abuse of discretion,
or to take place in opposition to the values of the community? As Clay S. Conrad's book makes clear, the
answer is not as easy as most modern discussion would have it. [FN2]
I. IN THE BEGINNING
Jury nullification has probably existed in
some form for as long as there have been juries, which means it dates at least
to the twelfth century and the Assize of
Clarendon, when jury trials became mandatory in criminal matters after Pope
Innocent III barred clergy from participating in trials by ordeal. [FN3] Conrad, however, says that juries became
important protectors of individual rights only in the seventeenth century, when
they began to resist the depredations of the Star Chamber and when they showed
reluctance to enforce the so-called "Bloody Codes" that imposed the
death penalty even for minor offenses. [FN4]
Such resistance and reluctance came at a
price. Jurors had long faced
intimidation, and even outright coercion, from authorities eager to secure
convictions in high profile cases. As
Conrad reports, jurors who voted to acquit in The Trial of Sir Nicholas
Throckmorton were jailed *687 and fined two thousand pounds, a
phenomenal sum in those days. [FN5] This began to
change when the Levellers, a proto-Constitutional movement in the first half of
the seventeenth century, started to push for such innovations as universal male
suffrage, religious tolerance, and the notion that legitimate political power
derives from the people. [FN6] Such ahead-of-their-time ideas also produced
considerable official displeasure, which may be why the Levellers also
propagandized concerning the right of juries to acquit without judicial
supervision. At his trial for treason in
1649, Leveller John Lilburne argued that jurors had the right to acquit in the
interests of justice and won acquittal despite the disagreement of the court. [FN7]
But the opinion of Chief Justice John Vaughan of the Court of Common
Pleas, in the celebrated Bushell's Case of 1670, marked the real sea-change in
judicial attitudes toward juries. [FN8] Bushell's Case
arose from the trial of Quakers William Penn and William Mead for the capital
offenses of unlawful and tumultuous assembly, disturbance of the peace, and
riot. [FN9] The jury acquitted
Penn and Mead of trumped-up charges in a trial that can only be described as a
travesty of justice (at one point Penn and Mead were bound and gagged for
making legal arguments that the court disliked). [FN10] Even after being
imprisoned without food, drink, or toilet facilities, the jury refused to
convict. [FN11] Several jurors,
Edward Bushell among them, refused to pay a fine and remained in jail until
freed by a writ of Habeas Corpus ad Subjiciendum issued by the Court of Common
Pleas. [FN12] In granting the
writ, the Court stressed that jurors were permitted to disagree with the trial
judge regarding the weight of evidence, credibility of witnesses, and so on,
making it impossible for a court to say that the jury had decided the case
"wrongly." [FN13]
After Bushell's Case, the notion of juries as
guarantors of liberty, not mere triers of fact under the supervision of judges
and prosecutors, became embedded in the common law. It found particularly fertile ground in the
American colonies, peopled as they were with refugees from the tyranny and
turmoil that marked seventeenth-century England, *688[ FN14] refugees not particularly
friendly to government power in general.
With such landmark cases as the trial of Peter Zenger, in which lawyer
Alexander Hamilton secured an acquittal by arguing to the jury - against the
court's instructions - that it was empowered to judge not only the fact of
publication but also the seditiousness of the speech, trial by jury was
regarded by Americans as a bulwark against tyranny beyond Revolutionary times,
and into the first half of the nineteenth century. [FN15]
As Leonard Levy informs us, "[b]y the
era of the American Revolution, trial by jury was probably the most common
right in all the colonies. Americans saw
it as a basic guarantor of individual freedom." [FN16] This role as guarantor was based on juries'
ability to find both the law and the facts. Again, according to Levy, "[w]hen juries sat, they controlled
justice. In 1771 John Adams confided to
his diary that a jury could determine the law no matter how a court instructed
it. A juror had to follow his own
understanding, Adams believed, even if 'in direct opposition to the direction
of the court." ' [FN17]
Nor did this change after the
Revolution. As Levy notes "[d]uring
the controversy over the ratification of the Constitution, trial by jury
received extreme acclamations," [FN18] with Federalists and Anti-Federalists vying with one
another in their praises for independent juries, and with both groups
displaying a growing realization of the importance of juries in civil as well as criminal cases. [FN19]
The erosion of jury independence began with
jurors' nullification of the unpopular Fugitive Slave Act of 1850. [FN20] The widespread unwillingness of juries to
convict made that act difficult to enforce and prompted the beginnings of
efforts to circumvent jury resistance. [FN21] This phenomenon of undermining jury
independence because of their unwillingness to convict under laws they
considered unjust, was accelerated by the prosecution of labor leaders in the
late nineteenth century and by efforts (destructive but ineffective) to enforce
Prohibition. [FN22] In each case,
authorities saw the unwillingness of juries to convict as a reflection upon *689
the juries, rather than upon the legitimacy of the laws they were
enforcing. In each case, too, the
response was to control the makeup and instruction of jury panels so as to
maximize the likelihood of conviction, a trend that continues today in the
practice of "death qualifying" jurors - a practice that,
unsurprisingly, Conrad regards as deeply suspect. [FN23]
II. THE WORLD AS WE KNOW IT
Conrad's most difficult hurdle, emotionally
if not factually, is the belief among many that allowing juries to acquit based
on their own sense of justice will lead to racist verdicts of acquittal in
cases of Klan violence and similar crimes.
Is this true? Yes, according to
Conrad - so long as the juries are selected
from racially-segregated jury pools, and trials are overseen by judges and
prosecutors with sympathies for the defendants, who, along with cooperative law
enforcement officers, do their best to ensure that racist murderers escape
convictions. [FN24] And, in an extended analysis of many famous
cases in which white juries acquitted white defendants charged with racially
motivated murders, Conrad makes a convincing case that the juries were the
smallest part of the problem, serving more as a symptom than a cause of racism
in the criminal justice system. [FN25] As Conrad points out, hardlyany lynching
cases were prosecuted at all; when they were, it was usually because outside
pressure forced local officials to go through the motions of prosecuting, which
typically is all they did. [FN26] In the context of the Emmett Till case he
notes:
Sheriff Strider, proudly racist and willing
to commit perjury in order to protect Bryant and Milam, certainly did his part
to avoid a conviction. The prosecution
never attempted to move the case out of virulently racist Tallahatchie
County. The methods of jury selection
that *690 created an all-white jury in a county that was predominantly
black were never questioned. [FN27]
Under such circumstances, to blame the jury
alone seems a bit too convenient for the other parties involved - and to blame
juries generally seems wholly unjustified.
In Conrad's words:
Violently racist communities cannot help
but seat violently racist jurors. It
would be unrealistic to expect otherwise.
That, however, is only part of the story. Violently racist communities cannot help but
elect violently racist legislators, sheriffs, judges, and prosecutors. There is no reason to expect the jury to be
any worse than the other actors in the system. [FN28]
This very short historical summary leaves us
at an interesting place. In truth, not
many lawyers or scholars disagree with Conrad's thesis as a matter of law. It is widely agreed that juries have the
power to refuse to convict - or, in civil cases, to refuse to render a verdict
for the plaintiff - where they believe that the result would be unjust, or
inconsistent with their view of what the law is or should be. Such experts as Levy, Judge David Bazelon,
and John Henry Wigmore, certainly no wide-eyed fanatics of the Patriot
Movement, all support this view. [FN29]
The real question is not whether juries can
do this, but whether they should be told that they can do this. [FN30] And not just whether they can be told by
courts or lawyers. As Conrad recounts,
those who attempt to *691 inform jurors of this truth by engaging in
what certainly looks like classic First Amendment conduct, such as leafleting
near courts, often find themselves targeted for suppression by prosecutors and
judges when the subject of their leaflets is a jury's right to judge the law. [FN31] Well, that
question, at least, should be easy. Suppression of such efforts is simply
inconsistent with the First Amendment.
That the essential thesis of jury-rights activists happens to be true is
almost beside the point, since the First Amendment protects truth and error in
equal degrees outside the context of libel.
But certainly the truth of their thesis places the jury-rights activists
in a moral position that is, like their legal position, superior to that of
those who would silence them.
Similarly, the efforts of courts and
prosecutors to punish jurors for nullification, chillingly described in
Conrad's book, further undermine any claim that such efforts are undertaken in
the interests of justice. As Conrad
tartly notes, jurors are never prosecuted for convicting wrongly, only for holding
out for acquittal. [FN32] With such
defenders, the argument for keeping jurors in the dark in order to promote
fairness looks dubious at best. Indeed, it seems likely, as Judge David Bazelon
wrote, that keeping juries in the dark about their powers means that
the very opposite is true. The juror motivated by prejudice seems to me
more likely to make spontaneous use of the power to nullify, and more likely to
disregard the judge's exposition of the normally controlling legal
standards. The conscientious juror, who
could make a careful effort to consider the blameworthiness of the defendant's
action in light of prevailing community values, *692 is the one most
likely to obey the judge's admonition that
the jury enforce strict principles of law. [FN33]
Bazelon goes on to note that where juries
decline to convict on such grounds, it is an important source of information
about the popular perceptions of a law's legitimacy:
The reluctance of juries to hold defendants
responsible for violations of the prohibition laws told us much about the
morality of those laws and about the "criminality" of the conduct
they proscribed. And the same can be
said of the acquittals returned under the fugitive slave law as well as
contemporary gaming and liquor laws. A
doctrine that can provide us with such critical insights should not be driven
underground. [FN34]
At a time when virtually all agree we are
suffering from a surfeit of statutes and declining confidence in government,
these words strike with particular importance. [FN35]
I find myself strongly attracted to the views
of Conrad and Bazelon, especially in this era of rapidly metastasizing federal
criminal law, much of which is passed for purely symbolic and political
reasons. [FN36] It has also been my experience that far more
law professors express agreement with this view in private than do so in
public. Nonetheless, many in the legal-
political establishment dismiss this view as nutty, and unfairly associate it
with the politics of right-wing radicals like Timothy McVeigh. Yet in fact, the legitimacy-enhancing effects
that Bazelon describes would be far more likely
to prevent the growth of alienated McVeigh-types than most steps that have been
taken in the name of antiterrorism. So
why do they generate so much hostility?
Here, I think, the answers can be found in
institutional self-interest. In theory,
judge and jury are coequal in dignity.
In practice, it doesn't work that way.
As Conrad notes,
*693 Jurors are probably treated
more shabbily than any other participants in the criminal justice system - they
are embarrassingly underpaid, often made to work hours that not one of them
would choose, and given no say at all as to their working hours or
conditions. They are simply told to sit
down, shut up, and take orders. [FN37]
This is certainly true, as any lawyer can
attest. Indeed, to dramatize the
relative status of the allegedly coequal judge and jury, one need only contrast
the dreariness of most jury rooms with the opulence of most judicial chambers.
There are simple reasons for this, readily
explainable in terms of collective action problems. Judges, prosecutors, and defense lawyers are
repeat players. They are able to sanction one another informally for
objectionable behavior, and they are in a good position to lobby for public
benefits and to support one another's lobbying efforts that aggrandize their
positions. Jurors, on the other hand,
are not repeat players. Indeed, it is
this fact, in particular, that makes the
jury system such a potent counter to official corruption. Though jurors are
occasionally furious when not informed about, for example, mandatory minimum
sentences, there is not much they can do.
Naturally, they lose out - not only in terms of quality of life, but in
terms of power and prestige. This also
becomes self-reinforcing. The worse
jurors are treated, the more people with influence try to avoid jury duty,
making legal and procedural disregard for jury prerogatives even less costly
for the repeat players. This process
seems to have driven the status and power of juries ever-downward, limited only
by constitutional minima, which Conrad strongly suggestswe have reached or even
passed.
III. EMPOWERING JURIES
There is nothing terribly profound in these
observations; others have made them before. [FN38] Scholars have also
offered a number of sensible *694 suggestions for reform, such as
requiring service without accepting excuses, eliminating peremptory strikes,
and assigning support staff to juries. [FN39] All of these are excellent suggestions, and
as far as I am concerned they should be adopted. But it seems likely to me that their impact
will be less than most proponents hope.
So I have a more radical proposal.
Why do lawyers fear judges? Because judges have the power to harm them:
overtly, by contempt-of-court rulings, or covertly, by bias in ruling on evidentiary and procedural issues. (Though such bias would seem to be a
violation of judges' oaths, no one seems to think it especially rare.) Why do judges fear lawyers? Because lawyers have the power to harm them:
overtly, via moves for disqualification or removal, or (in the case of elected
judges) by running against them or supporting those who do; or covertly, via
courthouse gossip and "background" conversations with reporters. [FN40] Why do neither particularly fear jurors? Because there is not much they can do - and
what power jurors have ends when the verdict comes in, leaving no room for
retribution if they have been misled or mistreated during the proceedings.
One solution would be to make jurors repeat
players, but doing so would obviate the important role of juries as outside
checks on the legal establishment. What
we need is a way for juries to function like repeat players, without jurors
themselves becoming repeat players. As
it happens, there may be a way to accomplish this: reputation-rating by
jurors. At some point shortly after the
verdict (but long enough afterward for any misdirection of the jury to be
discovered), jurors should rate the prosecutors, judge and defense lawyers for
honesty and fairness. The results of
such ratings should be made available to the public and - in particular - to
all future juries in cases where those players take part. Imagine the effect: jurors who convict a
defendant only to discover, too late, that they were misled (say in cases like
McWilliams') can so indicate.
Prosecutors and judges who keep such important information from juries will soon work
themselves out of a job for all practical purposes, since juries will come to
regard them with a jaundiced eye.
Except, of course, that as soon as such ratings exist the underlying
behavior will change.
*695 Such reputation ratings are now
used, in various forms, in the online world.
But while their use in internet auctions or discussion fora like
http://slashdot.org may make substantial technical demands (and require us to
overcome the anonymity of internet participants), application of such a system
to juries could readily be done with pencils and paper. (Not, you understand, that I have any
objection to the use of computers).
Nor is there any real potential for
injustice. Jurors, after all, are
supposed to represent (indeed, to embody) the people. What possible objection could there be to
having the people rate the performance of their servants? And that's what
judges, prosecutors, and even defense lawyers (in their capacity as officers of
the court) are, though one would seldom grasp this from their behavior. Furthermore, the sort of institutionalized
approach that I suggest would replicate the informal checks present in smaller
communities where lawyers, prosecutors, and judges develop reputations that are
known to jurors before they are ever called to service, because they are known
to the community at large. If such
reputations, occurring in the small Jeffersonian communities of yore, did not
pose constitutional problems, then it is hard to see why replicating their effects could do so
today.
In fact, in states with elected judges such
ratings could even help promote judicial independence. Right now, elected judges are vulnerable to
public relations-based attacks that distort decisions or take them out of
context. The response to such attacks is to say, correctly, that a trial cannot
be summed up in a thirty-second commercial.
But juries, who sit through the entire trial, are in a far better
position to judge. And surely a judge
whose juror-rating is high would better be able to withstand unfair campaign
advertisements than one without juror-ratings to fall back on. Such ratings, consisting of close observation
by ordinary people over an extended period of time, should prove far more
persuasive than attack advertisements.
I must confess that when I have mentioned
this idea to prosecutors and criminal defense lawyers the response has been
largely negative - though perhaps more so from prosecutors than from the
defense bar. That established interests
oppose this suggestion, of course, does not by itself prove that it is a good
idea. But it certainly suggests that
getting it adopted will require overcoming the opposition of the existing
repeat players in our system.
However, given the miserable state of our
present criminal justice system, it is unclear how much weight the concerns of
its principals deserve. As unfolding
scandals in every big city illustrate, murder of innocents, planting of
evidence, and perjury by police officers - all winked at by prosecutors who depend on the cooperation of police - is
rampant. *696[ FN41] Such abuses can no
longer be described as the occasional errant behavior of a few bad apples; they
are systemic and deeply embedded. At the
same time, many crimes go unpunished, even untried, in those same cities - and
there is a suspicious correlation between the wealth and fame of defendants and
the likelihood that they will escape prosecution.
Given that the current criminal justice
system is failing both at convicting the guilty and at protecting the innocent,
perhaps it is time for a significant change.
Reempowering the jury, through both appropriately couched nullification
instructions and other structural mechanisms, is likely to improve the
situation considerably. Considering the
truly miserable record of the criminal justice system in recent years, the
burden should be on its defenders to explain why such a change is not in
order. Perhaps Conrad's book, which sets
out the arguments for jury power in eloquent and meticulously documented form,
will finally bring about serious discussion of the jury's proper role.
[FNd1]. Professor of Law, University of Tennessee. J.D., Yale Law School, 1985; B.A., University
of Tennessee, 1982. Thanks to Keri
White, Carol Guthrie and Brent Snyder for excellent research assistance. Thanks also to Doug Blaze and Neil Cohen for
their helpful comments.
[FNdd1]. Clay S. Conrad is an attorney in private practice in
Houston, Texas. After graduating with
honors from the University of Texas Law School, he served as staff attorney for
the Texas Criminal Defense Lawyers Association.
Mr. Conrad's writings have appeared in the Cornell Journal of Law and
Public Policy, the Texas Forum on Civil Liberties and Civil Rights, and Voice
for the Defense.
[FN1]. See, e.g.,Stump
v. Sparkman, 435 U.S. 349, 356-57 (1978) (Judge
who approved sterilization of "somewhat retarded" 15-year-old girl in
ex parte proceeding held immune from suit, because he had not acted in the
"clear absence of all jurisdiction").
[FN2]. Clay S. Conrad, Jury Nullification: The Evolution of a
Doctrine (1998).
[FN3]. See id. at 17.
Actually, it was not quite this simple.
For an uncomfortable period after the end of ordeals, there was
literally no legal way to try many crimes until the institution of juries filled
the breach. For an interesting history
of this period, and of the jury generally, see Leonard W. Levy, The Palladium
of Justice: Origins of Trial By Jury
(1999). Indeed, this slim and elegant volume makes an excellent
companion to Conrad's lengthier analysis.
[FN4]. See Conrad, supra note 2, at 21-24, 205-07.
[FN5]. See id. at 21-22.
[FN6]. See id. at 23-24.
[FN7]. See id.
[FN8]. Howell's State Trials 6:999 (1670), discussed in Conrad,
supra note 2, at 24-28 [hereinafter Howell].
[FN9]. The Trial of Wm. Penn and Wm. Mead for Causing a
Tumult..., Howell 6:951 (1670), cited in Conrad, supra note 2, at 24. After being locked out of their London
meeting house by the police, Penn preached to a crowd of 300 to 400 Quakers in
Grace Church Street. See id. at 24-25.
For a dramatic account of the trial of Penn and Mead and the treatment
of the jury in that case, see Godfrey Lehman, The Ordeal of Edward Bushell (1988).
[FN10]. See Conrad,
supra note 2, at 25.
[FN11]. See id.
[FN12]. See id. at 27.
[FN13]. See id. at 24-28.
[FN14]. See David Hackett Fishcer, Albion's Seed: Four British
Folkways in America (1989) (describing American anti-government sentiment's
roots in settlement by escapees from British political and religious turmoil).
[FN15]. See Conrad, supra note 2, at 32-38; see also Levy, supra
note 3, at 79-81.
[FN16]. Levy, supra note 3, at 85.
[FN17]. Id. at 87.
[FN18]. Id. at 92.
[FN19]. See id. at
91-104.
[FN20]. See Conrad, supra note 2, at 79-82.
[FN21]. See id. at 82-83.
Juries were so reluctant to enforce the Fugitive Slave Act that many
federal judges began to admonish jurors in such cases not to vote their
consciences. See id. For an account of
the Federal Judiciary's reaction to the frequent acquittals in cases brought
under the Fugitive Slave Act, see Robert M. Cover, Justice Accused: Antislavery
and the Judicial Process (1975).
[FN22]. See Conrad, supra note 2, at 106-15.
[FN23]. See id. at 236-37.
Conrad writes:
Courts have interfered with the role of the
jury purportedly because juries have not uniformly punished comparably situated
offenders. As in cases of racial
violence, however, courts have not been willing to critically or objectively
scrutinize the role of judges or prosecuting attorneys in capital cases. Those studies which have done so have
determined that the lion's share of the disparities involved in capital cases
are attributable to those other actors in the system, with the single largest
proportion being due to disparate charging
decisions made by prosecutors.... If the power of the state to kill people is a
legitimate part of the law of the land, it should not require a complicated
series of arcane and hypertechnical jury control procedures in order to
function.
Id.
[FN24]. See id. at 167-203.
[FN25]. See id.
[FN26]. See id. at 179-81.
[FN27]. Id. at 181.
[FN28]. Id. at 202.
[FN29]. See Levy, supra note 3.
Wigmore wrote:
The jury, in the privacy of its retirement,
adjusts the general rule of law to the justice of the particular case. Thus the odium of inflexible rules of law is
avoided, and popular satisfaction is preserved.... That is what the jury trial
does. It supplies that flexibility of
legal rules which is essential to justice
and popular contentment.
John H.
Wigmore, A Program for the Trial of Jury Trial, 12 J. Am. Jud. Soc. 170 (1929),
quoted in Conrad, supra note 2, at 112.
[FN30]. And sometimes, the question is even whether they can be
told things that might lead them to wonder about whether they can do it. For example, in the trial of AIDS victim and
medical-marijuana activist Peter McWilliams, U.S. District Judge George H. King
not only forbade a medical-necessity defense, but went on to bar any evidence
regarding McWilliams' medical condition or reason for growing marijuana. Since McWilliams had already admitted growing
the marijuana in the expectation that he would be able to present the reasons,
Judge King's actions in preventing him from presenting such a defense left him
in an untenable position - worse off than the bound-and-gagged William Penn,
since in Penn's case the jury knew what the real issue was, while in
McWilliams' case it was left unable to distinguish between McWilliams and a
garden-variety drug dealer. An account
of the trial is on McWilliams' website, .
See also Wendy Kaminer, When Congress Plays Doctor, American Prospect,
Jan. 3, 2000, at 8; William F. Buckley, Jr., California's Pursuit of Truth and
Justice, N.Y. Post, Nov. 27, 1999 at 19 (describing prosecution's fear of jury
nullification if facts were known).
[FN31]. See Conrad,
supra note 2, at 158-65.
[FN32]. In once instance, for example, a New York biochemist
serving on a drug case held out for acquittal, hanging the jury. He was threatened with prosecution for
perjury by the jury administrator in an effort to bully him into changing his
vote (such threats are themselves felonious, but of course are not generally
prosecuted). See Conrad, supra note 2, at 144-45. Similarly, juror Laura Kriho was charged with
contempt of court for failing to volunteer information about an expunged
conviction, though she was not asked about it during voir dire. The prosecution came, naturally, after she
refused to vote for a conviction. See
id. at 247-50. As Conrad says, "No
juror in Gilpin County has ever been prosecuted after voting to convict. Just as the Court of the Star Chamber never
prosecuted a juror who voted to convict, Gilpin County District Attorney Jim
Stanley apparently only prosecutes jurors who vote to acquit." Id. at 249.
Similarly, in discussing the McWilliams case, William F. Buckley notes
that prosecutors - who argued that California's medical marijuana law,
Proposition 215, was irrelevant to their case - would almost certainly have
asked jurors how they had voted on that proposal, and moved to dismiss for
cause those who said they had voted for it.
See Buckley, supra note 30. Would a juror who lied about his or her vote
- or simply refused to answer - have been charged with contempt? Quite possibly. One doubts that the reverse would hold true.
[FN33]. United
States v. Dougherty, 473 F.2d 1113, 1141 (D.C. Cir. 1972) (Bazelon, J.,
dissenting), quoted in Conrad, supra note 2, at 127.
[FN34]. See id.
at 1143-44.
[FN35]. Jonathan Rauch demonstrates the link between these two
phenomena in the form of a table showing trust in the federal government
declining as a near-perfect reciprocal of the increase in pages of federal
statutes. Jonathan Rauch, Government's
End: Why Washington Stopped Working 11 tbl.1.1 (1999). For more on the importance of legitimacy, and
the dangers of ignoring popular dissatisfaction with laws perceived as illegitimate,
see Randy E. Barnett, Guns,
Militias, and Oklahoma City, 62 Tenn. L. Rev. 443 (1995).
[FN36]. These issues are dealt with at greater length in a
forthcoming work. See Glenn Harlan
Reynolds, Due Process When Everything is a Crime (unpublished work in progress)
(on file with author). For a discussion
of the problem of metastasizing federal criminal law, see American Bar Ass'n,
Task Force on the Federalization of Criminal Law, The Federalization of
Criminal Law (1998).
[FN37]. See Conrad, supra note 2, at 258. Conrad also notes that jurors are asked to
give up their privacy, both in terms of obtrusive questioning during voir dire
and, in high stakes cases, even being shadowed by lawyers and private
investigators - or even FBI agents who question neighbors and acquaintances.
See id. at 259 (citing Jeffrey Abramson, We, the Jury: The Jury System and the
Ideal of Democracy 149-54 (1994)). Few
lawyers would dare to have a judge shadowed by an investigator in the hopes of
turning up something disqualifying!
Contrast judges' general willingness to allow such invasions with the
federal bench's response to efforts to make their financial disclosure forms,
required by law to be public, available over the Internet. See Joe Stephens, Panel Keeps U.S. Judges'
Investment Files Secret, Wash. Post, Dec. 11, 1999 at A12 (describing federal
courts' unwillingness to release federal judges' financial information -
already available to the public by law - to online news service that intends to
post that information on the Web).
[FN38]. See, e.g., Akhil Reed Amar, Reinventing
Juries: Ten Suggested Reforms, 28 U.C. Davis L. Rev. 1169 (1995).
[FN39]. See id.
[FN40]. This is also
why juries get a disproportionate share of the blame from institutional
players. Consider Los Angeles District
Attorney Gil Garcetti's reaction to the acquittal of O. J. Simpson. He might have attributed the acquittal to (1)
incompetence on the part of Judge Ito; (2) incompetence on the part of his
office; (3) underhandedness on the part of the defense; (4) actual innocence on
the part of the defendant (admittedly a stretch); or (5) incompetence on the
part of the jury. Naturally, as Conrad
points out, he picked (5). The jury,
after all, couldn't strike back. Judge
Ito could. Even Johnnie Cochran
could. Since blaming himself and his
office was out, guess who that left? See
Conrad, supra note 2, at xx-xxi.
[FN41]. See Bob Herbert, Criminal Justice Breakdown, N.Y. Times,
Feb. 14, 2000, at A21 (citing Ramparts police scandal in Los Angeles, where
over 30 convictions have already been overturned due to police-manufactured
evidence; Illinois, where 13 death row inmates have been exonerated; and Texas,
which executed a man, David Wayne Spence,whom even the investigating officer
believed innocent; and Washington, D.C., where the police department has been
indicted for "a pattern of reckless and indiscriminate gunplay by officers
sent into the streets with inadequate training and little
oversight"). Herbert concludes that
"[f]rom coast to coast the criminal justice system is riddled with the
horrors of incompetence and worse."
Id. See also Scott Glover and Matt Lait, Police in Secret Group Broke Law
Routinely, Transcripts Say, L.A. TIMES, Feb. 10, 2000, at A1 (describing police
officers repeatedly planting guns or drugs on suspects, and orchestrating the
deportation of illegal immigrants who witnessed police misconduct to prevent
their testifying about it in court).
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DOCUMENT